NFA ID number: 0258600

Interactive Brokers LLC

(www.InteractiveBrokers.com)

(Futures Commission Merchant (FCM))

(Carrying Futures Broker)

 

Unless otherwise agreed to by QQFund.com, by default, the client account to be managed by QQFund.com in order to invest in QQFund.com Alpha Beta Program must be carried by Interactive Brokers LLC (www.InteractiveBrokers.com) (hereinafter, in any case and all cases, collectively referred to as “Client FCM”) (i.e., the carrying futures broker).

 

Unless otherwise agreed to by QQFund.com, by default, in order to invest in QQFund.com Alpha Beta Program, Client must follow the PROCESS to Establish the Advisory Agreement and to Open/Configure the Client Account as specified in the Disclosure Document (page 41) to open (if necessary) and to configure such client account which can be either

(A) an EXISTING account (which has already been opened by the Client FCM) or

(B) a    NEW           account (which will be opened by the Client FCM in the future)

(hereinafter, in any case and all cases, collectively referred to as “Client Account”).

 

Interactive Brokers LLC (www.InteractiveBrokers.com) is registered with CFTC as a Futures Commission Merchant (FCM) (i.e., a futures broker). It is a member firm of NFA. Its NFA ID number is 0258600. For more details on its most recent registration and membership status, Client shall contact CFTC/NFA and Interactive Brokers LLC (www.InteractiveBrokers.com) directly.

 

The headquarters of Interactive Brokers LLC (www.InteractiveBrokers.com) is One Pickwick Plaza, Greenwich, Connecticut, 06830, USA.

 

Client may click any of the links below to log into the Client Account with Interactive Brokers LLC (www.InteractiveBrokers.com):

1.      https://www.IBKR.com                                                 (English)

2.      https://www.interactivebrokers.com                              (English)

3.      https://www.interactivebrokers.eu/de/home.php           (Deutsch)

4.      https://www.interactivebrokers.eu/en/home.php           (English)

5.      https://www.interactivebrokers.eu/es/home.php           (Español)

6.      https://www.interactivebrokers.eu/fr/home.php            (Français)

7.      https://www.interactivebrokers.eu/it/home.php            (Italiano)

8.      https://www.interactivebrokers.co.uk/ru/home.php      (Russian)

9.      https://www.interactivebrokers.co.jp/jp/home.php       (日本語)

10.  https://www.interactivebrokers.com/cn/home.php       (中文简体)

11.  https://www.interactivebrokers.com.hk/cn/home.php  (中文繁體)

12.  https://www.clientam.com/Universal/servlet/AccountAccess.Login?partnerID=QQFund

 

Client will have to pay commissions and fees to the Client FCM. Client shall negotiate commissions and fees directly with it. QQFund.com is not involved in any of such negotiation. Below are some examples (but not limited to). All those commissions and fees (as described below) vary and can easily change. For more details on its most recent commission and fee structures, Client shall contact Interactive Brokers LLC (www.InteractiveBrokers.com) directly.

 

1.      To avoid conflicts of interest, neither QQFund.com nor its principal will receive or participate in any commissions or any fees charged by the Client FCM or any other third party (if applicable).

2.      The Client Account will NOT be charged any “give-up/take-in” fee.

3.      The Client Account will NOT be charged any monthly account inactivity fee (even with low account balance and no transaction activity) by Interactive Brokers LLC (www.InteractiveBrokers.com).

4.      The Client Account will NOT be charged any commission markups by QQFund.com.

5.      The commissions and fees charged by Interactive Brokers LLC (www.InteractiveBrokers.com) are, on average, normally approximately between $0.5 USD and $5 USD (or its equivalent) per side and per contract traded (all inclusive, including exchange fees, clearing fees, brokerage fees and NFA fees if applicable, etc.). For more details, please see https://www.interactivebrokers.com/en/pricing/commissions-futures.php.

6.      Interactive Brokers LLC (www.InteractiveBrokers.com) offers the option of receiving a real-time price quote for a single instrument on a request basis. This service is referred to as “Snapshot Quotes”. QQFund.com, at its sole discretion without any restrictions or limitations whatsoever and without notifying Client in advance whatsoever, may or may not use such service when trading the Client Account. Currently, the price per quote request charged by Interactive Brokers LLC (www.InteractiveBrokers.com) to the Client Account is, on average, normally approximately between $0.01 USD and $0.03 USD (or its equivalent). For more details, please see https://ibkr.info/node/2830.

7.      Interactive Brokers LLC (www.InteractiveBrokers.com) allows one free withdrawal request per calendar month per account. After the first withdrawal (of any kind), Interactive Brokers LLC (www.InteractiveBrokers.com) will charge some withdrawal fees for any subsequent withdrawal. For more details, please see https://www.interactivebrokers.com/en/index.php?f=14718. Below are some examples (but not limited to):

• $1 USD   per ACH
• $4 USD   per CHECK
• $10 USD per WIRE

 

Disclaimer: Interactive Brokers LLC is a registered Broker-Dealer, Futures Commission Merchant and Forex Dealer Member, regulated by the U.S. Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC) and the National Futures Association (NFA), and is a member of the Financial Industry Regulatory Authority (FINRA) and several other self-regulatory organizations. Interactive Brokers LLC does not endorse or recommend any introducing brokers, third-party financial advisors or hedge funds, including QQFund.com LLC. Interactive Brokers LLC provides execution and clearing services to customers. None of the information contained herein constitutes a recommendation, offer, or solicitation of an offer by Interactive Brokers LLC to buy, sell or hold any security, financial product or instrument or to engage in any specific investment strategy. Interactive Brokers LLC makes no representation, and assumes no liability to the accuracy or completeness of the information provided on this Disclosure Document. For more information regarding Interactive Brokers LLC, please visit www.InteractiveBrokers.com.